The University of Toledo

What are the "lines of business" within UT Internal Audit?

Following are the key service lines currently offered by UT Internal Audit and its Compliance and Privacy Office:

Internal Audit

• Financial and Operational Audits
• Information Technology Audits
• General Testing Guidelines (advisory services to end users working to implement new systems) 
• Commercial Contract Audits (reviews of vendor compliance with terms and provisions of construction and service contracts, often resulting in the identification of billing errors) 
• NCAA (Other Regulatory) Audits
• Data Privacy Audits
• Attorney-Client Privilege Audits/Projects
• Control Self-Assessments
• Business Process Improvement (consulting projects using tools such as Six Sigma, forensic accounting, and cost accounting to perform deep operational assessments)
• Special Investigations (control-focused)
• Internal Control Consulting
• Continuous Control Monitoring (real-time reporting of transactions that are key indicators for additional Internal Audit review) 
• New Policy Compliance Audits/Projects
• Best Practices Consulting 
• Benchmarking Studies 
• “Best Companies” Services

• Compliance and Privacy Office
• Anonymous Reporting Line
• Athletics Compliance
• Conflict Of Interest Reporting and Auditing
• FACTA “Red Flags” Consulting (advisory services pertaining to ensuring data privacy and identity protection for both the academic and clinical enterprises) 
• Ethics Training (new hires, ongoing computer-based training, etc.)

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