Financial Regulators Gateway
United States of America
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U.S. SECURITIES AND EXCHANGE COMMISSION
100 F Street, NE
Washington, D.C. 20549
Phone: (202) 551-6000 (personnel), 1-800-SEC-0330 (investor information)
Fax: 202-772-9235 (Investor Complaint Center)
Other SEC Contact Numbers
E-mail: SEC E-mail Directory
Website: http://www.sec.gov/
FEDERAL SECURITIES STATUTES AND RULES
Futures
U.S. COMMODITY FUTURES TRADING COMMISSION
Three Lafayette Centre
1155 21st Street, NW
Washington, D.C. 20581
Phone: (202) 418-5000; TTY (202) 418-5428
Fax: (202) 418-5521
Other CFTC Contact Numbers
E-mail: questions@cftc.gov
Website: http://www.cftc.gov
U.S. COMMODITY FUTURES LEGISLATION AND REGULATION
Securities SRO's
NYSE EURONEXT
11 Wall Street
New York, N.Y. 10005
Phone: +1 800 281 3659
NYSE Contact (E-mail and Phone) Directory
Website: http://www.nyse.com /
NYSE RULES AND INTERPRETATIONS
NYSE LISTED COMPANY MANUAL
NYSE ARCA RULES AND INTERPRETATIONS
NYSE MKT RULES AND INTERPRETATIONS (formerly AMEX)
NYSE AMEX OPTIONS TRADING NOTICES
FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)
1735 K Street, NW
Washington, DC 20006
Phone: (301) 590-6500
FINRA Contact Directory
Website: http://www.finra.org/
FINRA MANUAL (RULES AND REGULATIONS)
FINRA Notices
MUNICIPAL SECURITIES RULEMAKING BOARD
1900 Duke Street
Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600
Fax: (703) 797-6700
E-mail: MSRBsupport@msrb.org
Website: http://www.msrb.org/
MSRB RULES, FORMS, NOTICES AND INTERPRETATIONS
Futures SRO's
NATIONAL FUTURES ASSOCIATION
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
Phone: (312) 781-1300
Fax: (312) 781-1467
New York Office:
One New York Plaza, #4300
New York, NY 10004
Phone: (212) 608-8660
Fax: (212) 964-3913
Compliance Contact Directory
E-mail: information@nfa.futures.org
Website: http://www.nfa.futures.org/
NFA MANUAL/RULES
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
20th Street and Constitution Ave., NW
Washington, DC 20551
Phone: 888-851-1920
TTY: 877-766-8533
Fax: 877-888-2520
Other Federal Reserve Contact Numbers
E-mail: Contact us form
Website: http://www.federalreserve.gov/
FEDERAL RESERVE REGULATIONS
FEDERAL RESERVE LEGAL INTERPRETATIONS
COMPTROLLER OF THE CURRENCY
400 7th Street, SW
Washington, D.C. 20219
(202) 649-6800
Other OCC Contact Informations
Website: http://www.occ.treas.gov /
COMPTROLLER OF CURRENCY REGULATIONS
OTHER LEGAL AND REGULATORY MATERIAL
OCC INTERPRETATIONS AND PRECEDENTS
FEDERAL DEPOSIT INSURANCE CORPORATION
550 17th Street, NW
Washington, DC 20429-9990
Phone: (877) 275-3342
TDD: (800) 925-4618
Other FDIC Contact Numbers by Subject
Regional and Field Office Directory
E-mail: FDIC E-mail Directory by Subject
Website: http://www.fdic.gov /
FDIC LAWS & REGULATIONS
OFFICE OF THRIFT SUPERVISION
Effective July 21, 2011, the Office of Thrift Supervision (OTS) has
merged with the Office of the Comptroller of the Currency (OCC). The
following links provide policy guidance related to the integration of
the two agencies.
NATIONAL CREDIT UNION ADMINISTRATION
1775 Duke St.
Alexandria, VA 22314-3428
Phone: (703) 518-6300
Fax: (703) 518-6660 and (703) 518-6319
Other NCUA Contact Numbers and emails
Website: http://www.ncua.gov/
NCUA REGULATIONS, LEGAL OPINIONS & LAWS
FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL
3501 Fairfax Drive
Room B-7081a
Arlington, VA 22226-3550
Phone: (703) 516-5588
E-mail: Feedback Center for the FFIEC
Website: http://www.ffiec.gov /
US Banking Legislation : USC Title 12
CONSUMER FINANCIAL PROTECTION BUREAU
1625 Eye Street N.W.
Washington, D.C. 20006
Mailing address:
Consumer Financial Protection Bureau
PO Box 4503 Iowa City, IA 52244
Phone: (855) 411-2372
TTY: (855) 729-2372
Fax: (855) 237-2392
Website: https://www.consumerfinance.gov/
Consumer Financial Protection Act of 2010
Last Updated 3/24/2017